Jerome N. Frank

This article is about the jurist. For the psychiatrist, see Jerome Frank (psychiatrist).
Jerome New Frank
Judge of United States Court of Appeals for the Second Circuit
In office
March 27, 1941 – January 13, 1957
Nominated by Franklin Delano Roosevelt
Preceded by Robert Porter Patterson
Succeeded by Leonard Page Moore
Chairman of the Securities and Exchange Commission
In office
Preceded by William O. Douglas
Succeeded by Edward C. Eicher
Personal details
Born (1889-09-10)September 10, 1889
New York City
Died January 13, 1957(1957-01-13) (aged 67)
New Haven, Connecticut
Nationality American
Political party Democratic
Spouse(s) Florence Kiper (married July 18, 1914)
Children Barbara Frank (born April 10, 1917)
Alma mater University of Chicago
Religion Jewish

Jerome New Frank (September 10, 1889 – January 13, 1957) was a legal philosopher and author who played a leading role in the legal realism movement,[1] a chairman of the Securities and Exchange Commission, and a federal appellate judge of the United States Court of Appeals for the Second Circuit.

Early life, education, and career

Born in New York City, Frank's parents were Herman Frank and Clara New Frank, descendants of mid-19th-century German Jewish immigrants.[2] Frank's father, also an attorney, relocated the family to Chicago in 1896, where Frank would attend Hyde Park High School,[2] before receiving his Bachelor's degree from the University of Chicago in 1909.[2] Frank obtained his law degree from the University of Chicago Law School in 1912,[3] where he had the highest grades in the school's history,[2][4] despite leaving the program for a year to work as secretary to reformist Chicago alderman Charles Edward Merriam.[2] Frank worked as a lawyer in private practice in Chicago from 1912 to 1930, specializing in corporate reorganizations, and becoming a partner in the firm in 1919.[2]

Entry into writing and academia

In 1930, after having undergone six months of psychoanalysis, Frank published Law and the Modern Mind, which proposed that judicial decisions were motivated primarily by the influence of psychological factors on the individual judge.[5] The book "dropped like a bombshell on the legal and academic world",[5] quickly becoming "a jurisprudential bestseller" which "was widely noticed as well as criticized".[6] In 1930, Frank moved to New York City, where he practiced until 1933, also working as a research associate at Yale Law School in 1932, where he collaborated with Karl Llewellyn, and feuded with legal idealist Roscoe Pound. In addition to the philosophical disagreements arising from Frank's realism and Pound's idealism, Pound accused Frank of misattributing quotes to him in Law and the Modern Mind, writing to Llwellyn:

I am troubled about Jerome Frank. When a man puts in quotation marks and attributes to a writer things which he not only never put in print any where, but goes contrary to what he has set in print repeatedly, it seems to me to go beyond the limits of permissible carelessness and to be incompatible, not merely with scholarship but with the ordinary fair play of controversy.[7]

Llewellyn defended Frank, but Pound would not relent. This lead Frank to produce a lengthy memorandum showing where each quote attributed to Pound by Frank could be found in Pound's writing, and offering to pay Pound to hire someone to verify the citations.[8] Pound would continue to attack Frank's legal philosophy throughout his life, although Frank later moderated his views on legal realism.[9]

Executive branch service

During the New Deal administration of President Franklin D. Roosevelt, Frank sought the assistance of Felix Frankfurter to secure a position with the administration.[2] Frank was initially offered the position of solicitor of the United States Department of Agriculture, but this appointment was blocked by Senator James A. Farley, who favored another candidate for the job.[2] Frank was then appointed as general counsel of the Agricultural Adjustment Administration in 1933, and soon became embroiled in an internal struggle with the agency's head, George N. Peek, who had tried to exercise complete control over the agency.[2] Peek resigned in December of 1933, and Frank continued to serve until February 1935, when he was purged along with young leftist lawyers in his office. Roosevelt approved the purge,[10] but made Frank a special counsel to the Reconstruction Finance Association in 1935.[2]

Frank returned to private practice in New York from 1936 to 1938, with the firm of Greenbaum, Wolff and Ernst. In 1937, William O. Douglas recommended that Roosevelt appoint Frank to be a commissioner of the Securities and Exchange Commission, which Douglas then chaired.[2] Roosevelt agreed, and Frank served as an SEC commissioner from December of 1937 until 1941, and was elevated to Chairman from 1939 to 1941, when Douglas was appointed to the United States Supreme Court.[2] While serving in the SEC, Frank also served on the Temporary National Economic Committee.[2]

In 1938, Frank also published a book titled Save America First, which had been written during his return to private practice and advocating against American involvement in the stirring conflict in Europe. However, Frank recanted those views after the attack on Pearl Harbor, and Roosevelt forgave Frank's isolationism.[5]

Federal judicial service

On February 13, 1941, Roosevelt named Frank as a judge of the United States Court of Appeals for the Second Circuit, to a seat vacated by Robert Porter Patterson. Frank was confirmed by the Senate in March 1941,[11] and received commission on March 27, 1941. Frank was considered a highly competent judge, often taking what was perceived as the more liberal position on civil liberties issues.[5] In addition to his reputation for expertise on civil liberties matters, he was also considered to be "an outstanding judge in the fields of procedure, finance, [and] criminal law".[2] For a time, he was sharply and vocally at odds with a colleague on the bench, Charles Clark, "over a whole range of common law precepts".[9]

Frank's scholarly tendency bled over into his judicial opinions, some of which were notoriously lengthy. One anecdote relayed about this aspect of Frank's work tells of a law clerk who had objected to the length of one of Frank's opinions. According to the story:

He spent all of a week and finally cut it down from sixty-five pages to one-half page. He left both on Judge Frank's desk without comment. The following morning Judge Frank rushed into his clerk's office and shouted, 'Bully for you,' displaying the clerk's work, 'we'll add it to the end'.[12]

Frank served as an active judge on the court until his death, in 1957.[5]

Julius and Ethel Rosenberg

As a judge, Frank wrote the opinion in February 1952 affirming the convictions of Julius and Ethel Rosenberg, who had been convicted of conspiracy to commit espionage.[4] In reviewing the case as part of a three-judge panel, Frank rejected each of the Rosenbergs' arguments on appeal. Frank denied that the death penalty imposed on the Rosenbergs was cruel and unusual punishment, but privately he had advised trial judge Irving Kaufman not to sentence the Rosenbergs to death.[4] In his opinion, he also suggested that the Supreme Court might want to revisit the questions about the death penalty for crimes similar to treason.[4]

In a related case, however, Frank dissented from his two colleagues by voting to grant a new trial to an accused third conspirator, Morton Sobell.[4] The jury, according to Frank, should have been permitted to decide whether Sobell had joined the other conspirators in their plan to send atomic information from Los Alamos to the Soviets, or had merely engaged in a separate, less significant conspiracy with Julius Rosenberg to transmit non-atomic information.[4]

United States v. Roth

In United States v. Roth,[13] Frank wrote a concurring opinion to the decision, which affirmed the obscenity conviction of a criminal defendant. In a lengthy appendix to his concurring opinion, Frank "drew on a host of historical, literary, and social science studies to point to the dangers and contradiction of all forms of government censorship of ideas and images".[5] The case was affirmed by the United States Supreme Court the following year, in Roth v. United States,[14] which noted Frank's approach. The concurrence has been asserted to be one of Frank's most important opinions, and one which set the stage for the direction the Supreme Court would take on such issues beginning in the 1960s.[5]

Continued scholarly writing

Frank's judicial service did not stem his scholarly output. In 1942, he published If Men Were Angels, a defense of the ambitious New Deal programs, and governmental regulation in general, expressing views that he developed while serving in the SEC.[2] In 1945, he published Fate and Freedom, which attacked the theoretical underpinnings of Marxism,[5] denying that societies followed any strict progression and insisting that people were free to mold the development of their own society. Beginning in 1946, Frank also began teaching a regular course on legal fact-finding at Yale Law School which "emphasized the parts that human fallibility and partisanship play in the trial court processes".[2] In 1949, he published his most significant work after Law and the Modern Mind, this being Courts on Trial, which stressed the uncertainties and fallibility of the judicial process. In 1951 he moved from New York City to New Haven, Connecticut, preferring to live closer to Yale.[5] His last book, Not Guilty was written with his daughter, and published following his death. The book concerned specific cases of people who had been wrongfully convicted of crimes.[5]

Personal life

Frank married Florence Kiper on July 18, 1914, and they had their only child, daughter Barbara Frank, on April 10, 1917. Florence Frank said of her husband: "Being married to Jerome is like being hitched to the tail of a comet".[5] Frank enjoyed word games, puns, and charades.[5]

Death and legacy

Frank died in 1957 of a heart attack in New Haven.[5][15] His extensive personal and judicial papers are archived at Yale University and are mostly open to researchers.

Frank had published many influential books, including Law and the Modern Mind (1930), which argues for ‘legal realism’ and emphasizes the psychological forces at work in legal matters. In 1965, his daughter Barbara Frank Kristein published A Man's Reach: The Selected Writings of Judge Jerome Frank, with a foreword by William O. Douglas and an introduction by Edmond Cahn of New York University School of Law. At least one legal commentator has written that "[f]ew jurisprudential writers have aroused such prolonged public controversy as Jerome Frank".[16]

See also


  • Federal Judicial Center.

Further reading

Books by Jerome Frank

  • Law and the Modern Mind (1930).
  • Save America First (1938).
  • If Men Were Angels (1942).
  • Fate and Freedom (1945).
  • Courts on Trial (1949).
  • Not Guilty (1957).

Books about Jerome Frank

  • Neil Duxbury 1991: "Jerome Frank and the Legacy of Legal Realism", in Journal of Law and Society, Vol.18, No.2 (Summer 1991), pp. 175–205.
  • Robert Jerome Glennon, The Iconoclast as Reformer: Jerome Frank's Impact on American Law (Cornell U. Press, 1985). 252 pp.
  • Barbara Frank Kristein, A Man's Reach: The Philosophy of Judge Jerome Frank (1965).
  • Julius Paul, The Legal Realism of Jerome N. Frank: A Study of Fact-Skepticism and the Judicial Process (1959).
  • J. Mitchell Rosenberg, Jerome Frank: Jurist and Philosopher (1970).
  • Walter E. Volkomer, The Passionate Liberal. The Political and Legal Ideas of Jerome Frank (1970).

External links

Government offices
Preceded by
William O. Douglas
Securities and Exchange Commission Chair
Succeeded by
Edward C. Eicher

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